PLENDE
Compliance Partners offers unique quality in the provision of legal assistance services. We provide comprehensive support to entrepreneurs in the attainment of ambitious goals.

FINANCIAL MARKET

We set trends in advising on the regulated market.
Compliance Partners offers unique quality in the provision of legal assistance services. We provide comprehensive support to entrepreneurs in the attainment of ambitious goals.
CP Investments offers effective raising of finance and financial advice on M&A transactions. We provide support at every stage of the transaction and make sure that it is smoothly handled. 

We set trends in advising on the regulated market. Specialists of Compliance Partners have broad experience in advisory services concerning financial markets, gained, for example, during work for financial supervisory authorities and other financial institutions.

 

We provide very practical advice to financial institutions, issuers, shareholders and other entities operating on the market, with a focus on business aspects of individual issues.

PRZEMYSŁAW SZPYTKA
Managing Partner- Compliance Partners

Scope of services

  • Representation before financial supervisory authorities as well as other capital market institutions (Warsaw Stock Exchange /GPW/, National Depository for Securities /KDPW/)
  • Representation in proceedings for obtaining authorisations to operate a regulated market in the area of brokerage services, investment funds and payment services
  • Ensuring compliance of financial institutions’ operations with the national and international laws
  • AML/CFT - specialist advising on anti-money laundering and countering financing of terrorism (implementation of regulations, audits, training)

  • Providing support to public companies in the fulfilment of obligations resulting from the presence on the capital market (information obligations, support in handling general meetings)
  • Legal advice in the process of introduction of financial instruments to organised trading (main market of GPW, ASO NewConnect, ASO Catalyst)
  • Legal advice in the process of raising capital
  • Comprehensive advice on obtaining debt financing through the issue of bonds.

If you want to know more details, please do not hesitate to contact us: